Company

Investment Amount

Structure

Warrants Equity

Situation

Business Description

Findett

$ 3,000,000

$3MM Sub-Debt

Yes

Buy-out

Specialty chemical manufacturer in St Louis

FCI

$ 2,400,000

$2MM Sub-Debt and $400M Equity

Yes

Buy-out

Franchisor of custom framing shops

Sparhawk

$ 1,300,000

$1.3MM Sub-debt

Yes

Management buy-out

Kansas City based manufacturer of generic animal pharmaceuticals

KDA

$ 2,500,000

$2.5MM Sub-Debt

Management buy-out

Design and build construction firm primarily for credit unions

American Apparel

$ 5,500,000

$5.5MM Sub-Debt

Growth capital

Vertically integrated apparel manufacturer for wholesale and retail customers

Wiza

$ 5,000,001

$2MM Sub-Debt and $3MM Preferred Equity

Yes

Buy-Out

Specialty manufacturer of precision machine parts

Tranter

$ 4,134,143

$3.5MM Sub-Debt and $634M Equity

Yes

Buy-out

Manufacturer of transformer radiators for the utility industry

Raybor

$ 1,500,000

$1.5MM Sub-Debt

Yes

Growth capital

Specialty retailer and magazine promotions mailing

Lynn Roberts

$ 3,776,625

$2.6MM Sub-Debt and $1.2MM Equity

Yes

Buy-out

Distributor and importer of goods for low cost retailers

ETCC

$ 3,000,000

$3MM Sub-Debt

Yes

Growth capital

Designer and installer of highway tolling systems software

Metpar

$ 3,001,810

$2MM Sub-Debt and $1MM Equity

Yes

Buy-out

Manufacturer of bathroom partitions

Maverick

$ 4,000,000

$4MM Sub-Debt

Yes

Growth capital

A system integrator and automation consultant

UCR

$ 10,550,102

$8MM Sub-Debt and $2.6MM Equity

Yes

Buy-out

Conducts and administers clinical trials for the pharmaceutical industry

Regal Kitchens

$ 5,000,306

$3.1MM Sub-Debt and $1.9MM Equity

Yes

Buy-out

Manufacturer of kitchen cabinets

Traeger

$ 5,250,000

$5.3MM Sub-Debt

Yes

Buy-out

Manufacturer and distributor of wood pellet BBQ grills

Spencer Reed

$ 5,100,000

$5.1MM Sub-Debt

Yes

Management buy-out

Staffing company

Vision Bankcard

$ 4,000,000

$4MM Sub-Debt

Yes

Growth capital

Merchant credit-card processor

OAP

$ 3,250,000

$2.5MM Sub-Debt and $750M Equity

Yes

Buy-out

Operator of retail optical locations

PJC

$ 3,500,100

$3.5MM Sub-Debt

Yes

Recapitalization

Manufacturer of printed circuit boards

PPC

$ 1,750,000

$1.4MM Sub-Debt and $350M Equity

Yes

Buy-out

Printed material provider for food packaging industry

White Aluminum

$ 4,935,660

$4.9MM Sub-Debt

Yes

Buy-out

Residential construction and remodeling firm

Equisearch

$ 750,000

$750M Sub-Debt

Yes

Buy-out

Asset recovery for financial services industry

Life Cycle

$ 733,015

$733M Sub-Debt

Yes

Growth capital

Direct mail magazine subscriptions

LGK

$ 5,500,000

$5.5MM Sub-Debt

Yes

Buy-out

Commercial maintenance provider

Custom Steel

$ 4,000,000

$4MM Sub-Debt

Yes

Growth capital

Steel service center

Integrity Systems

$ 2,500,000

$2.5MM Sub-Debt

Yes

Management buy-out

Designer and seller of corporate training materials

Liquid Metal Coatings

$ 9,000,000

$6.5MM Sub-Debt and $2.5MM Equity

Yes

Recapitalization & Growth Capital

Protective coatings for oil drill pipes and other industrial products

Bastech

$ 5,500,000

$5.4MM Sub-Debt and $100M Equity

Yes

Buy-out

Specialty chemicals for paper and pulp industry

Palmer Tool

$ 3,500,000

$3.5MM Sub-Debt

Yes

Management buy-out

Specialty design and fabrication shop for industrial customers

Liberty Distribution

$ 7,000,000

$4.5MM Sub-Debt and $2.5MM Equity

Yes

Buy-out

National snack food distributor for non-food retailers

Apex Engineering

$ 5,650,000

$5.7MM Sub-Debt

Yes

Management buy-out

Fully-integrated producer of aircraft parts and assemblies

Hi Tech Manufacturing

$ 598,000

$598M Equity

Yes

Buy-out

Specialty manufacturer of precision machine parts